Audit & Assurance

Our audit group takes a collaborative approach with our clients. This process involves pre-planning to accommodate client schedules and taking a structured approach to consistent audit team members. Our training philosophy encourages the development of our staff over several years by allowing them to participate in a particular engagement over a number of years. During the course of the audit, our professionals look for opportunities to add value to our clients. We use a risk-based methodology for audit and assurance engagements. This allows us to complete thorough and professional audits in an efficient manner. A sample of our engagements includes:

  • Auditing financial statements
  • Auditing other financial information including contractual obligations
  • Auditing IIROC regulatory filings for investment dealers
  • Auditing trust accounts
  • Review of financial statements and other financial information
  • Performing internal control reviews to provide owners and senior management with comfort that the risk of error or fraud is minimized

Audit and Assurance Team Members

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