Investment Dealers

Walsh King is an IIROC Approved Panel Auditor and Walsh King partner Jeff Brocklebank leads this area of our practice. Jeff and our team are familiar with the unique challenges investment dealers face, including:

  • Regulatory audits;
  • Compliance;
  • Reporting;
  • Tax and GST considerations and planning;
  • Attraction and retention of advisors; and
  • Guidance on management and governance.

To learn more about how Walsh King can help your company in this sector, please contact Jeff Brocklebank.


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